The FSA has for the first time made public its damning indictments of an IFA and an insurance broker who it banned over occupation scheme transfers before a final decision has been made on the cases.
The FSA has published the decision notices for Stuart Unwin and Derek Wright ahead of a tribunal on their cases, under a power given to the regulator by Parliament in 2010. An upper tribunal wil...
To continue reading this article...
Join Professional Pensions
Become a Professional Pensions Lite Member today
In just a few clicks you can start your free Professional Pensions Lite membership for 12 months, providing you access to:
- Three complimentary articles per month covering the latest real-time news, analysis and opinion from the industry
- Receive important and breaking news stories via our two daily news alerts
- Hear from industry experts and other forward-thinking leaders
