UK - The Alternative Investment Management Association (AIMA) has asked the Financial Services Authority (FSA) for clarification on part of its proposed rules on bundled brokerage and soft commission arrangements in the UK.
In a second submission to the FSA, AIMA asks for guidance on whether pricing data and systems may come within the permitted parameters for “execution and research”, as essential and core services f...
To continue reading this article...
Join Professional Pensions
Become a Professional Pensions Lite Member today
In just a few clicks you can start your free Professional Pensions Lite membership for 12 months, providing you access to:
- Three complimentary articles per month covering the latest real-time news, analysis and opinion from the industry
- Receive important and breaking news stories via our two daily news alerts
- Hear from industry experts and other forward-thinking leaders
